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SECURITY-BASED SWAP DEALERS: GEARING UP FOR REGISTRATION
SECURITY-BASED SWAP DEALERS: GEARING UP FOR REGISTRATION

SEC Security-Based Swap Dealer Registration: Signing Your Name on the  Dotted Line
SEC Security-Based Swap Dealer Registration: Signing Your Name on the Dotted Line

SEC Issues Time-Limited Relief From SBS Reporting Requirements
SEC Issues Time-Limited Relief From SBS Reporting Requirements

Professional Courses/Workshops — Danielle Kent
Professional Courses/Workshops — Danielle Kent

Security-Based Swap Transaction Reporting Party Determination Industry  Suggested Operating Practices (“SOP”)1 1. Backgroun
Security-Based Swap Transaction Reporting Party Determination Industry Suggested Operating Practices (“SOP”)1 1. Backgroun

Security-Based Swap Dealer Registration Timeframe Set
Security-Based Swap Dealer Registration Timeframe Set

Security-Based Swap Rules for End-Users | Sheppard Mullin Richter & Hampton  LLP - JDSupra
Security-Based Swap Rules for End-Users | Sheppard Mullin Richter & Hampton LLP - JDSupra

Security-based swaps: PwC
Security-based swaps: PwC

Information Memorandum
Information Memorandum

February 22,2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange  Commission 100 F Street, NE Washington, DC 20549-1090
February 22,2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090

SEC Proposes to Regulate Security-Based Swap Activities of Non-US Parties  Conducting Dealing Activity in the United States
SEC Proposes to Regulate Security-Based Swap Activities of Non-US Parties Conducting Dealing Activity in the United States

BIP. Monticello Consulting Group | Managing the Implementation of SEC  Security-Based Swaps Rules
BIP. Monticello Consulting Group | Managing the Implementation of SEC Security-Based Swaps Rules

SEC Adopts Two Rules for Security-Based Swaps | Jones Day
SEC Adopts Two Rules for Security-Based Swaps | Jones Day

SEC SBSD Recordkeeping and Reporting Proposal
SEC SBSD Recordkeeping and Reporting Proposal

SEC Proposes U.S. Regulatory Regime for Cross-Border Securities-Based Swap  Activities
SEC Proposes U.S. Regulatory Regime for Cross-Border Securities-Based Swap Activities

Security-based swap dealers: Preparing for trade reporting
Security-based swap dealers: Preparing for trade reporting

SEC Amends Rules on Security-Based Swap Reporting | Derivatives in Review
SEC Amends Rules on Security-Based Swap Reporting | Derivatives in Review

Promontory - November Deadline Looms for SBSD Registration
Promontory - November Deadline Looms for SBSD Registration

Preparing For Security Based Swap Dealer Registration
Preparing For Security Based Swap Dealer Registration

New Cross-Border Proposal: SEC Takes Critical Step Towards Completing  Dodd-Frank's SBS Regime
New Cross-Border Proposal: SEC Takes Critical Step Towards Completing Dodd-Frank's SBS Regime

SEC Security-Based Swaps Regulatory Regime | UBS Global
SEC Security-Based Swaps Regulatory Regime | UBS Global

New SEC Security-Based Swap Rules for End-Users
New SEC Security-Based Swap Rules for End-Users

SEC.gov | Enhancing Broker-Dealer and SBSD Recordkeeping
SEC.gov | Enhancing Broker-Dealer and SBSD Recordkeeping

BIP. Monticello Consulting Group | Managing the Implementation of SEC  Security-Based Swaps Rules
BIP. Monticello Consulting Group | Managing the Implementation of SEC Security-Based Swaps Rules

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